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Ongoing Advisory

Your authorisation is just the beginning.

Regulators expect firms to stay compliant — not just at the point of authorisation, but every day after. Our monthly retainer puts a dedicated regulatory advisory team in your corner, at a fraction of the cost of an in-house compliance officer.

Choose Your Plan

Three tiers, one standard of expertise

Every retainer client gets access to the same senior regulatory professionals. The tiers determine the depth and frequency of support.

Tier 1

Essential

From £1,000 /month

For newly authorised firms that need a solid compliance foundation without heavy day-to-day involvement.

  • Monthly regulatory updates and horizon scanning relevant to your licence and jurisdiction
  • Annual review and update of core compliance policies and procedures
  • Access to our regulatory guidance library
  • Email support with 5-business-day response time
  • Ongoing compliance monitoring
  • Regulator correspondence support
  • Priority response times
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Tier 2

Growth

From £2,500 /month

For scaling firms that need active compliance support as their operations and regulatory obligations grow.

  • Monthly regulatory updates and horizon scanning relevant to your licence and jurisdiction
  • Quarterly compliance health checks — review of key processes, controls, and obligations
  • Routine regulator correspondence support — drafting and reviewing standard supervisory communications
  • Bi-annual review and update of compliance policies and procedures
  • Access to our regulatory guidance library
  • Email support with 2-business-day response time
  • Priority response times
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Tier 3

Enterprise

From £4,000 /month

For established firms with complex regulatory needs, multiple licences, or active regulator engagement.

  • Monthly regulatory updates and horizon scanning relevant to your licence and jurisdiction
  • Monthly compliance monitoring — ongoing review of processes, controls, and obligations
  • Full regulator correspondence support — drafting responses to FCA, CySEC, MFSA, and CBC queries
  • Ongoing policy and procedure maintenance — updates as regulations evolve
  • Priority response times within one business day
  • Dedicated account manager
  • Access to our regulatory guidance library
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Compare the cost. A junior in-house compliance officer costs £60,000–£100,000 per year in salary alone — before benefits, training, and overhead. Our retainer packages deliver senior regulatory expertise across multiple jurisdictions at a fraction of the price.

Side by Side

Feature comparison

Feature Essential Growth Enterprise
Regulatory horizon scanning✓ Monthly✓ Monthly✓ Monthly
Policy and procedure updatesAnnualBi-annualOngoing
Compliance health checks—QuarterlyMonthly
Regulator correspondence support—Routine communicationsFull support (all regulators)
Regulatory guidance library✓✓✓
Response time5 business days2 business days1 business day
Dedicated account manager——✓
Multi-jurisdiction supportSingle licenceUp to 2 licencesUnlimited
Ad hoc regulatory queries2 per month5 per monthUnlimited

What You Get

Built for regulated firms

Every retainer package includes core services that keep your firm audit-ready and regulator-facing.

📡

Regulatory Horizon Scanning

Monthly briefings on upcoming rule changes, consultations, and enforcement trends relevant to your authorisation type and jurisdiction. Know what's coming before it arrives.

📋

Policy and Procedure Maintenance

Your compliance manual, AML/KYC policies, and operational procedures reviewed and updated to reflect current regulatory expectations — not left to gather dust.

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Compliance Health Checks

Periodic reviews of your firm's compliance posture: are your controls effective? Are obligations being met? We identify gaps before regulators do.

✉️

Regulator Correspondence

When the FCA, CySEC, MFSA, or CBC writes to you, we help you respond. From routine supervisory questionnaires to complex information requests.

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Regulatory Guidance Library

Access to our curated library of practical guidance notes, templates, and checklists covering key compliance obligations across all supported jurisdictions.

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Dedicated Support

Your queries are handled by senior regulatory professionals who understand your licence, your jurisdiction, and your business — not a rotating helpdesk.

Common Questions

Frequently asked

Our retainer packages cover the FCA (United Kingdom), CySEC (Cyprus), CBC (Central Bank of Cyprus), and MFSA (Malta). Enterprise clients with licences across multiple jurisdictions receive coordinated support across all of them.
Yes. Retainer tiers can be upgraded or downgraded with 30 days' notice. Many clients start on Essential after authorisation and move to Growth as their operations scale.
All retainer packages are offered on a rolling monthly basis with a minimum initial term of three months. After the initial term, either party can give 30 days' written notice to cancel.
Many of our clients have internal compliance teams. The retainer provides specialist regulatory expertise that supplements in-house capability — particularly valuable for horizon scanning, policy drafting, and cross-jurisdictional questions that require external perspective.
Retainer fees are fixed monthly amounts agreed at the outset, based on your tier, the number of jurisdictions, and the complexity of your licence. We'll provide a clear quote after an initial consultation — no hidden fees, no hourly billing surprises.
Absolutely. Clients who purchase an authorisation package and a retainer together benefit from a seamless handover — the team that built your application is the same team supporting your ongoing compliance.

Ready to stay ahead of your regulatory obligations?

Book a free consultation to discuss which retainer tier fits your firm. We'll provide a fixed-price quote and get you set up within days.

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